AI In Financial And Professional Services

Financial and professional services share regulators, buyers and workflows with insurance: AFS licensees answer to ASIC, APRA-regulated entities carry CPS 230 and CPS 234, and everyone handling personal information carries the Privacy Act. The posts here take the same approach to accounting firms, law firms, advice licensees, lenders and superannuation administrators.

The work is document-heavy administration: engagement letters and workpapers, discovery bundles and precedents, statements of advice, loan files, member and trustee reporting. The posts describe what AI does inside that work, what stays with the partner, the adviser or the responsible manager, and what the regulator has said this year.